Equity & Capital Market Transactions

EQUITY & CAPITAL MARKET TRANSACTIONS Company Name Stock Code Our Role Book Open Date Book Close Date Meihao Medical Group Co., Ltd 01947 Joint Sponsors, Joint Global Coordinators, Joint Bookrunners and Joint LeadManagers 30 Nov 2022 6 Dec 2022 HOWKINGTECH INTERNATIONAL HOLDING LIMITED 02440 Joint Bookrunner and Joint Lead Manager of the offering 29 Nov 2022…

Mr. Stephen SO

Mr. So has over 35 years of experience in the finance and securities services sector. Before joining us, he had worked in JP Morgan Chase Bank, Sun Hung Kai Financial and China Everbright. He is highly professional and experienced in international trade, forex, bullion and commodity trading, fund management, brokerage services for securities and futures…

Ms. Amy Chau

Ms. Chau is principally responsible for supervising and managing brokerage equity, capital markets and research businesses. Ms. Chau has over 15 years of experience in equity capital markets , equity capital markets, private equity, dealing and brokerage and research. Prior to joining us, she had worked with different renowned investment banks in Hong Kong including…

Mr. Alvin Kam

Mr. Kam has over 19 years of working experience in corporate finance. Prior to joining us, he worked with China Everbright with his last position being the managing director and head of corporate finance. He is an independent non-executive director of Duiba Group Limited (Stock code : 1753) and Wealthy Way Group Limited (Stock code…

Mr. King Fung LAM

Mr. Lam is our chief operation officer and head of risk and compliance. He is mainly responsible for supervising our business operation and regulatory compliance matters. Mr Lam joined the Group in May 2017. Mr. Lam has over 16 years of experience in legal, regulatory compliance and internal audit. Prior to joining us, Mr. Lam…

Mr. Chris Li

Mr. Li is mainly responsible for supervising and managing our asset management business. Mr. Li has over 28 years of experience in finance and our asset management. Mr. Li had worked at Merrill Lynch (Asia Pacific) Limited from March 1994 to August 2004, with his last position being a director. He then worked at Goldman…

Ms. Annette Chau

Ms. Chau is our chief financial officer and company secretary and is mainly responsible for overall management of our financial and company secretarial matters. Ms. Chau has over 19 years of experience in accounting, audit and securities services. Ms. Chau obtained a bachelor degree of arts in accountancy from the Hong Kong Polytechnic University and…

Mr. Calvin Poon

Mr. Poon joined us and was appointed as a director and head of corporate finance of Innovax Capital Limited in February 2015. He was appointed as an executive Director and the chief executive officer of  Innovax Holdings Limited in May 2018. Mr. Poon is primarily responsible for our overall management and supervision and management of…

Mr. Richard Chung

Mr. Chung  is our founder, the chairman and an executive Director of Innovax Holdings Limited. Mr. Chung was appointed as a Director in June 2016 and was re-designated as an executive Director and the chairman of Innovax Holdings Limited in May 2018. He is also the director of Innovax Capital Limited, Innovax Securities Limited, Innovax…