Each of Innovax’s subsidiaries is licensed by the Securities and Futures Commission to conduct business in regulated activities. At the same time, Innovax Capital Limited and Innovax Securities Limited have completed the filing requirements for offshore securities companies engaged in the capacity as sponsor or lead underwriter in an offshore offerings and listings by PRC…
EQUITY & CAPITAL MARKET TRANSACTIONS Company Name Stock Code Our Role Book Open Date Book Close Date K Cash Corporation Limited 02483 Co-Lead Manager 24 Nov 2023 5 Dec 2023 XXF Group Holdings Limited 02473 Joint Bookrunner & Joint Lead Manager 30 Oct 2023 2 Nov 2023 MAIYUE TECHNOLOGY LIMITED 02501 Joint Bookrunner & Joint Lead…
Mr. So has over 35 years of experience in the finance and securities services sector. Before joining us, he had worked in JP Morgan Chase Bank, Sun Hung Kai Financial and China Everbright. He is highly professional and experienced in international trade, forex, bullion and commodity trading, fund management, brokerage services for securities and futures…
Ms. Chau is principally responsible for supervising and managing brokerage equity, capital markets and research businesses. Ms. Chau has over 15 years of experience in equity capital markets , equity capital markets, private equity, dealing and brokerage and research. Prior to joining us, she had worked with different renowned investment banks in Hong Kong including…
Mr. Kam has over 19 years of working experience in corporate finance. Prior to joining us, he worked with China Everbright with his last position being the managing director and head of corporate finance. He is an independent non-executive director of Duiba Group Limited (Stock code : 1753) and Wealthy Way Group Limited (Stock code…
Mr. Lam is our chief operation officer and head of risk and compliance. He is mainly responsible for supervising our business operation and regulatory compliance matters. Mr Lam joined the Group in May 2017. Mr. Lam has over 16 years of experience in legal, regulatory compliance and internal audit. Prior to joining us, Mr. Lam…
Mr. Li is mainly responsible for supervising and managing our asset management business. Mr. Li has over 28 years of experience in finance and our asset management. Mr. Li had worked at Merrill Lynch (Asia Pacific) Limited from March 1994 to August 2004, with his last position being a director. He then worked at Goldman…
Ms. Chau is our chief financial officer and company secretary and is mainly responsible for overall management of our financial and company secretarial matters. Ms. Chau has over 19 years of experience in accounting, audit and securities services. Ms. Chau obtained a bachelor degree of arts in accountancy from the Hong Kong Polytechnic University and…
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Mr. Poon joined us and was appointed as a director and head of corporate finance of Innovax Capital Limited in February 2015. He was appointed as an executive Director and the chief executive officer of Innovax Holdings Limited in May 2018. Mr. Poon is primarily responsible for our overall management and supervision and management of…
