We are a listed company on the Main Board of the Stock Exchange (stock code: 2680.HK), Licensed with the SFC to carry out Type 1 (dealing in securities), Type 2 (dealing in futures contracts), Type 4 (advising on securities), Type 6 (corporate finance) and Type 9 (asset management) regulated activities, and admitted as the Stock Exchange Participant and a direct clearing participant of HKSCC, we are an integrated platform to provide financial and securities services in Hong Kong.
Innovax has been providing full range of financial and securities services to numerous corporations and investors. We are proud of our capability in delivering one-stop financial and securities services to our clients. Our professional team has proven our successful track record throughout the Greater China region.
Since our foundation in 2014, we have completed 35 IPO sponsorship projects and 82 equity capital market projects, have accumulated over 900 brokerage clients and are operating one open-ended Cayman fund. With our successful track record, we were listed on the Stock Exchange on 14 September 2018 with a market capitalization of HK$720 million.
Our Professional Team
Mr. Chung is our founder, the chairman and an executive Director of Innovax Holdings Limited. Mr. Chung was appointed as a Director in June 2016 and was re-designated as an executive Director and the chairman of Innovax Holdings Limited in May 2018. He is also the director of Innovax Capital Limited, Innovax Securities Limited, Innovax Asset Management Limited and Innovax Futures Limited. Mr. Chung is primarily responsible for our overall strategic planning and development as well as overseeing our overall management.
Mr. Chung has over 25 years of experience in financial services, accounting and management as well as investment consultancy. He started his career in an international bank and served as various senior managerial and financial advisory positions in various companies. Mr. Chung obtained a bachelor degree in business administration from the Chinese University of Hong Kong. He was awarded Sir Edward Youde Memorial Scholarship and is a fellow member of the Association of Chartered Certified Accountant.
Mr. Poon joined us and was appointed as a director and head of corporate finance of Innovax Capital Limited in February 2015. He was appointed as an executive Director and the chief executive officer of Innovax Holdings Limited in May 2018. Mr. Poon is primarily responsible for our overall management and supervision and management of our investment banking business. Mr. Poon has over 20 years of experience in corporate finance. Prior to joining us, he worked as an accountant at KPMG Hong Kong from December 1996 to February 2000. Since 2001, he has been engaging in the investment banking business handling numerous IPO projects, M&A transactions and fundraising exercises.
Mr. Poon obtained a bachelor degree in civil engineering and a master degree in practising accounting from Monash University in Australia and he is a member of CPA Australia.
Mr. So has over 35 years of experience in the finance and securities services sector. Before joining us, he had worked in JP Morgan Chase Bank, Sun Hung Kai Financial and China Everbright. He is highly professional and experienced in international trade, forex, bullion and commodity trading, fund management, brokerage services for securities and futures contracts trading, ECM and research.
He had taken up various consultative positions in the industry throughout the years including the consultation member of the derivatives trading of The HK Future Exchange, the external accessor of education and examination of HK Securities Professional Institute, the council member of The HK Gold & Silver Exchange, the Secretary and Vice Chairman of the HK Securities Academic Association.
Ms. Chau is our chief financial officer and company secretary and is mainly responsible for overall management of our financial and company secretarial matters. Ms. Chau has over 19 years of experience in accounting, audit and securities services.
Ms. Chau obtained a bachelor degree of arts in accountancy from the Hong Kong Polytechnic University and a master degree in business administration from The University of lowa. She is a member of the Hong Kong of Certified Public Accountants.
Mr. Lam is our chief operation officer and head of risk and compliance. He is mainly responsible for supervising our business operation and regulatory compliance matters.
Mr Lam joined the Group in May 2017. Mr. Lam has over 16 years of experience in legal, regulatory compliance and internal audit. Prior to joining us, Mr. Lam had worked with different Chinese investment banks in Hong Kong including China Everbright, Ping An Securities, a subsidiary of China Ping An(Stock code : 2318.HK) and Shenyin Wangyuo(Stock code : 218.HK).
Mr. Lam has obtained a bachelor degree of business in risk management from the Monash University of Australia and a master degree of corporate governance from the Hong Kong Polytechnic University. Mr. Lam is also a member of the Hong Kong institutes of Chartered Secretaries.
Mr. Kam has over 19 years of working experience in corporate finance. Prior to joining us, he worked with China Everbright with his last position being the managing director and head of corporate finance. He is an independent non-executive director of Duiba Group Limited (Stock code : 1753) and Wealthy Way Group Limited (Stock code : 3848).
Mr. Kam has obtained a bachelor of arts(Honour) in Business studies from City University of Hong Kong and a Postgraduate Diploma in Professional Accountancy from the Chinese University of Hong Kong. He is a member of the Hong Kong Institute of Certified Public Accountants and a CFA Institute charterholder.
Ms. Chau is principally responsible for supervising and managing brokerage equity, capital markets and research businesses. Ms. Chau has over 15 years of experience in equity capital markets , equity capital markets, private equity, dealing and brokerage and research.
Prior to joining us, she had worked with different renowned investment banks in Hong Kong including Sun Hung Kei Financial and China Everbright.
Ms. Chau obtained a bachelor degree of accountancy from the City University of Hong Kong and a master degree in business administration from the University of Manchester.
Mr. Li is mainly responsible for supervising and managing our asset management business. Mr. Li has over 28 years of experience in finance and our asset management. Mr. Li had worked at Merrill Lynch (Asia Pacific) Limited from March 1994 to August 2004, with his last position being a director. He then worked at Goldman Sachs (Asia) L.L.C. as an executive director in the equities division from October 2004 to March 2007. During the period from June 2007 to March 2017. Mr. Li was a founder, fund manager and responsible officer of Spitzer Asset Management Limited (“Spitzer Asset”) (a licensed corporation which carried out Type 9 (asset management) regulated activity.
Mr. Li has obtained a bachelor degree of arts in economics from the University of California, Los Angeles in the US and a master degree in business administration from the University of Southern California in the United States.