Equity Capital Market

Leveraged on our strong investor client base including institutional investors, high net worth investors and retail investors, and our well-established distribution channel and network of different financial products, we provide our equity capital market services to our clients by acting as:
  • IPOs as global coordinators, bookrunners, lead managers or underwriters. We also participate as placing agents in private equity fund raising projects.
  • placing or sub-placing agent for issue of new shares or derivatives by listed companies;
  • underwriter for rights issues or open offers by listed issuers;
  • placing agent for private equity fund raisings by unlisted issuers.
Our competitive advantage:
  • One-stop integrated service:
  • Complemented by our dealing and brokerage service, securities financing service and corporate finance service, we provide one-stop integrated equity capital markets service to our clients.
    • Remarkable underwriting capability:
    Since our establishment, we have participated in 82 placing and underwriting projects, involving fund raising amount of more than HK$104 billion.
  • Prominent Track Record:
  • We and our team have accumulated extensive investor client base through the past experience and successful track record so that we can introduce high quality investors for our equity capital markets projects.